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Volume 20, Issue 1, Pages 46-51 (January 2009)


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Endovascular Management of Central Thoracic Veno-Occlusive Diseases in Hemodialysis Patients: A Single Institutional Experience in 69 Consecutive Patients

Kambiz Nael, MDabCorresponding Author Informationemail address, Stephen T. Kee, MDa, Houman Solomon, MDb, Steven G. Katz, MDb

Received 12 February 2008; received in revised form 15 September 2008; accepted 19 September 2008. published online 19 November 2008.

Purpose

To assess the functional status and long-term outcomes of endovascular management for the treatment of central veno-occlusive disease in patients undergoing hemodialysis.

Materials and Methods

Retrospective chart evaluation of 600 patients with threatened upper extremity dialysis access showed central veno-occlusive disease in 69 patients (11%; 30 women and 39 men; mean age, 63.9 years; age range, 26–92 years). A total of 92 venous segments were involved with disease. Initial endovascular procedures consisted of transvenous angioplasty (n = 88) and stent placement (n = 6); there were 134 repeat interventions (14 stents). The mean follow-up was 14.5 months (range, 1–44 months). Angiographic data were reviewed prospectively by two independent observers for the extent of veno-occlusive disease. Technical failures were defined as residual stenosis of at least 30% or lesions that were unable to be dilated or crossed. Statistical analysis, including interobserver agreement and Kaplan-Meier analysis, was performed.

Results

Technical success rates for initial and follow-up interventional procedures were 90% (81 of 92 segments) and 96% (129 of 134 interventions), respectively. Two complications required treatment with interventional procedures. There was excellent interobserver agreement (κ = 0.84; 95% confidence interval: 0.67, 0.93) for grading the degree of venous stenoses. Primary patency rates of hemodialysis access at 1, 6, and 12 months were 81%, 46%, and 22%, respectively, which significantly (P = .001) improved to assisted patency rates of 91%, 77%, and 63% at 1, 6, and 12 months, respectively.

Conclusions

Endovascular management including a combination of angioplasty and selective stent placement can be effectively used to treat central veno-occlusive disease and preserve functional access in patients with threatened upper extremity dialysis access.

Article Outline

Abstract

Materials and Methods

Study Design

Technique

Data Analysis

Statistical Analysis

Results

Discussion

References

Copyright

WITH the improvements in clinical care and survival of patients with end-stage renal disease, the need for long-term management and maintenance of the patency of dialysis access is substantially growing. Involvement of the central veins is usually associated with venous stress or trauma from previous central vein cannulation as well as high arteriovenous flows within the access circuit itself (1, 2). Central veno-occlusive disease, with a reported incidence as high as 50% (3, 4, 5), is perceived as an important predictor for access failure. It may potentially compromise the patency of dialysis access by diminishing flow, which may result in ineffective dialysis (6), or by causing venous hypertension and incapacitating extremity swelling, leading to termination of the dialysis access.

Endovascular management, including percutaneous balloon angioplasty and intravascular stent placement, has gained wide acceptance as the treatment of choice in the treatment of these patients (7, 8, 9). With no definite advantage of primary stent placement over angioplasty (10, 11, 12), the optimal endovascular management strategy remains unclear and is guided by clinician preference.

In this study, we retrospectively assessed the outcomes of endovascular management of central venous stenoses in patients with compromised upper extremity hemodialysis access at our institution during a 40-month period. The purpose of our study was to evaluate the efficacy of endovascular management and the cumulative effect of combining angioplasty and selective stent placement for the treatment of central thoracic veno-occlusive disease to preserve and prolong functional access in patients with threatened upper extremity dialysis access.

Materials and Methods 

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Study Design 

Our study was compliant with the Health Insurance Portability and Accountability Act and performed in accordance with institutional review board guidelines under an approved protocol and waiver of informed consent. From March 2003 through July 2006, the charts of all patients (n = 600) presenting to a single institution with a malfunctioning upper extremity arteriovenous access were retrospectively reviewed. Recirculation during dialysis, increased venous pressures, and new findings at physical examination (eg, extent of upper limb swelling or change in bruit/pulse) were the primary indications that prompted referral for evaluation. Patients with evidence of central veno-occlusive disease who underwent endovascular treatment of central venous stenoses in the course of managing their dialysis access were the focus of the study. Patient charts and a digital database were reviewed to identify the type and dates of percutaneous intervention, access failure dates, and reason and duration of longitudinal follow-up. Other information, such as demographics, presenting symptoms, and indications for central venous stenosis interventions, was noted for each patient. When available, existing comorbidities—including a history of smoking, diabetes mellitus, and hypertension and risk factors such as central line catheter placement—were recorded. Sixty-nine of the 600 patients (11%) had evidence of a central veno-occlusive disease. The mean age (±standard deviation) of patients with central veno-occlusive disease was 63.9 years ± 15.3 (age range, 26–92 years); there were 30 women (mean age, 62.9 years ± 16.9; age range, 26–87 years) and 39 men (mean age, 64.7 years ± 14.1; age range, 30–92 years). Thirty-three of the 69 patients (48%) had hypertension, 31 (45%) had diabetes mellitus, 31 (45%) had significant coronary artery disease, and 15 (22%) smoked more than a pack of cigarettes per day. The primary indications for the initial intervention were upper limb swelling (n = 27 [40%]), access malfunction (elevated venous pressures or recirculation higher than 15%; n = 30 [43%]), and clotted access (n = 12 [17%]). The types of dialysis access were as follows: autogenous radiocephalic fistulas (n = 14), autogenous brachiocephalic fistulas (n = 48), and prosthetic grafts (polytetrafluoroethylene) on the forearm (n = 7).

Technique 

Angiographic analysis was performed by mean of direct access puncture. Diagnostic central venography was performed during any intervention on a dialysis access site in the extremity. All patients received 2,500 U of heparin intravenously when the interventional procedure started. In cases requiring stents, another 2,500 U was given before stent placement. The lesions were crossed with a 0.035-inch guide wire. A balloon size 10% larger than the nonstenotic vein of interest was typically selected, and the balloon diameter varied from 8 to 16 mm. Noncompliant balloons were used, and inflation pressures ranged from 10 to 25 atm.

No patients underwent thrombolysis before transvenous angioplasty, and all patients underwent percutaneous transluminal angioplasty (PTA) before stent placement. The indications for stent placement were suboptimal angioplasty (defined as >30% narrowing with persistent filling of the venous collateral vessels despite the application of a high-pressure balloon) and recurrent stenosis requiring more than two interventions within 2 months after successful angioplasty. Self-expanding stents, including Wallstents (Boston Scientific/Scimed, Natick, Massachusetts) and Smart stents (Cordis, Johnson & Johnson, Warren, New Jersey), were used in all cases. Their diameters ranged from 8 to 16 mm, and their lengths varied from 40 to 100 mm. The required stent size was determined on the basis of the balloon diameter and the diameter of the adjacent normal vein. The selected stent diameter was the same or 1 mm larger than the balloon diameter. The stent length required was determined on the basis of the extent and location of the lesion.

Data Analysis 

Data were collected on the success rate, complication rate, long-term patency, and presence and distribution of central veno-occlusive disease. The central venous system was divided into five segments for evaluation, including the superior vena cava, bilateral brachiocephalic vein, and bilateral subclavian vein. All angiographic data were reviewed by two independent observers to assess the extent of central veno-occlusive disease and measure the degree of stenosis. In addition, stenosis was graded as follows: 1 = mild stenosis with <30% luminal narrowing, 2 = significant stenosis with luminal narrowing of 30%–99%, and 3 = occlusion. When two or more stenoses were detected in the same vessel segment, the most severe stenosis was used for grading and analysis. The presence of a pseudoaneurysm or other incidental vascular finding was recorded for each individual. Results and outcome definition were based on reporting standards established by the SIR (13).

Technical success was defined as a successful procedure without complication and without significant residual stenosis in the central veins. These patients continued to have functional dialysis access and showed clinical improvement, evidenced by a decrease in the venous pressure or arm swelling. A complication was defined as any event not routinely observed after the endovascular procedure that required treatment with a therapeutic endovascular or surgical intervention. Technical failure was defined as an inability to cross or dilate the lesion at the time of the procedure or the presence of a residual stenosis of more than 30% in comparison to the adjacent, nondiseased vein after the initial procedure. The primary patency rate of central veins was defined as the interval between a successful initial procedure and the first repeat intervention or restenosis. The assisted patency rate of central veins was defined as the cumulative interval between all repeat interventions performed to maintain patency. End points to functional access status include (a) placement of a new access site, (b) abandonment of the access site, (c) ligation of the access site, and (d) placement of a dialysis catheter. The follow-up studies were performed only as indicated by clinical presentation including dialysis access malfunction and/or arm swelling.

Statistical Analysis 

Measured values were reported as percentages or means ± standard deviations. Interobserver agreement for the extent and grading of the central veno-occlusive disease was determined by calculating κ values by using the κ coefficient (poor agreement, κ = 0; slight agreement, κ = 0.01–0.2; fair agreement, κ = 0.21–0.4; moderate agreement, κ = 0.41–0.6; good agreement, κ = 0.61–0.8; and excellent agreement, κ = 0.81–1) (14).

Kaplan-Meier analysis was used to evaluate hemodialysis access patency rates by using the log-rank test and modified peto method. A Wilcoxon rank-sum test or Fisher exact test was used to evaluate the significance of differences between categorical data. A two-sample Student t test was used to evaluate the significance of differences between means for continuous data. A two-sided value of P < .05 was used as the criterion to indicate a statistically significant difference. Analyses were performed by using software (SAS version 9.1; SAS Institute, Cary, North Carolina).

Results 

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Among 600 patients presenting with threatened dialysis accesses, 69 (11%) had evidence of central veno-occlusive disease. In the evaluation of initial angiographic data, central veno-occlusive disease was detected in 92 segments. The distribution of central veno-occlusive disease and the degree of stenosis are summarized in Table 1.

Table 1.

Location of Lesions and Severity of Stenosis

LocationNo. of Lesions (n = 92)Percentage of Stenosis
Mean ± Standard DeviationRange
Subclavian vein3178±1130–100
Brachiocephalic vein5274±820–100
Superior vena cava986±1450–100

Observer 1 detected 90 segmental disease including 18 segments with less than 30% stenosis, 60 segments with 30%–99% stenosis, and 12 segmental occlusions. Observer 2 detected 92 segmental disease including 16 segments with less than 30% stenosis, 64 segments with 30%–99% stenosis, and 12 segmental occlusions. There was no significant difference in the grading scores between the two readers (P = .8). The κ coefficient revealed an excellent overall interobserver agreement (κ = 0.84; 95% confidence interval: 0.67, 0.93) for all degrees of venous stenosis (grades 1–3).

The overall number of interventions per treated central venous segment averaged 2.5 (range, 1–8). Initial angioplasty alone was unsuccessful in treating 10 central venous segments (in seven patients), resulting in an initial technical success rate of 90% for PTA. Four segments (two subclavian occlusions, two brachiocephalic occlusions) could not be cannulated and crossed by the guide wire. In the other six segments (two subclavian occlusions, three brachiocephalic occlusions, and one superior vena cava occlusion), initial PTA was attempted and failed to restore sufficient venous flow (residual stenosis >30%), necessitating stent placement. All stent placements successfully achieved venous patency. Repeat interventions to maintain the patency of central venous segments included 120 PTAs and 14 secondary stent placements. The success rate of follow-up interventional procedures was 96% (129 of 134 procedures).

The deployed self-expandable stents (n = 20) in this study are summarized in Table 2. As we have described earlier, six central venous segments were treated with a stent immediately after initial PTA failed to restore sufficient venous flow (residual stenosis, >30%). Nine other venous segments were treated with stents (n = 14) during the follow-up due to restenosis or failed repeated PTAs. Among these, three segments received two stents and one segment received three stents. The 20 self-expandable stents were deployed in the subclavian vein (n = 6), brachiocephalic vein (n = 12), and superior vena cava (n = 2).

Table 2.

Summary of 20 Self-expandable Stents in 15 Venous Segments

Type of Stent and SegmentNo. of Stents
Wallstent
Subclavian (left)1
Subclavian (right)2
Superior vena cava1
Brachiocephalic (right)1
Brachiocephalic (right)1
Brachiocephalic (right)1
Smart stent
Subclavian (left)1
Subclavian (right)2
Superior vena cava1
Brachiocephalic (right)1
Brachiocephalic (right)3
Brachiocephalic (right)2
Brachiocephalic (left)1
Brachiocephalic (right)1
Brachiocephalic (left)1

Note.—Seven Wallstents were placed in six venous segments, and 13 Smart stents were placed in nine venous segments. Six stents were placed in the subclavian vein, 12 in the brachiocephalic vein, and two in the superior vena cava.

On average, the initial procedure provided 6.8 months of further intervention-free access. Assisted procedures added an average of an additional 7.2 months to the functional status of the hemodialysis access. When evaluated with Kaplan-Meier analysis, dialysis access survival and patency rate was significantly increased by means of assisted procedures (P = .001, log-rank test). Figure 1 shows the overall performance and comparison of primary and assisted patency of hemodialysis access during follow-up.


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Figure 1. Graph shows the overall performance and comparison of primary and assisted patency rates of hemodialysis access during follow-up. When evaluated with Kaplan-Meier analysis, dialysis access survival and patency rates were significantly increased with use of assisted procedures (P = .001, log-rank test).


The mean follow-up was 14.5 months (range, 1–44 months) from the date of initial intervention. Forty-six of the 69 patients (67%) underwent at least 12 months of follow-up. When the patency rate and survival of hemodialysis access was further broken down to smaller intervals, primary patency rates of the hemodialysis access at 1-, 3-, 6-, 9-, and 12-month intervals were 82%, 65%, 49%, 38%, and 29%, respectively. The assisted patency rates were significantly (P =.0014) improved at all of these time points when compared to primary patency rates using Kaplan-Meier analysis and the modified peto test (Fig 2).


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Figure 2. Graph shows primary versus assisted patency and survival of hemodialysis accesses at 1-, 3-, 6-, 9-, and 12-month intervals. The assisted patency rates were significantly improved at all of these time points, as determined with Kaplan-Meier analysis and the modified peto test (χ2 value = 10.54 with 1 df; P = .001).


There was no significant difference between the behavior and/or patency of the venous segments treated with PTA alone and that of venous segments treated with additional stent placement (mean patency period, 12.5 vs 15 months; P = .1). However, this should be interpreted with caution because the sample size for the stent population (20 stents for 15 segments) is small. When we compared the Wallstent with the Smart stent, no significant difference was noted between the patency rates (P = .3), again considering the small sample size.

When hypertension, diabetes mellitus, and a history of smoking coexisted, the restenosis of the central veins was significantly higher (P < .001), requiring a significantly higher number of interventions (4.8 ± 2.1) when compared to a lower-risk population with only one or two of these risk factors. There was no significant difference in the laterality (right or left predominance) of the central venous segments involved or treated.

There were no procedure-related deaths and no periprocedural mortalities. Complications were, for the most part, minor, as we observed only two complications that required further intervention. One patient with right axillary and subclavian veno-occlusive disease developed a pseudoaneurysm subsequent to PTA that was successfully treated with a covered stent (Fig 3). In one patient with complete occlusion of the right subclavian and brachiocephalic veins, the angioplasty balloon (8 mm) ruptured at 20 atm. Several attempts to retrieve the ruptured balloon failed because the ruptured balloon catheter could not be pulled out through the previously inserted Smart stent in the right axillary vein. This patient was taken to surgery, and the ruptured balloon was retrieved with a direct cutdown of the axillary vein.


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Figure 3. Images from digital subtraction angiography in a 58-year-old man with end-stage renal disease and a right brachiocephalic fistula who presented with right upper extremity pain and swelling. Images reveal severe veno-occlusive disease in the junction of the right axillary and subclavian vein (arrow in a) with central filling via collateral vessels. The arrowhead in b shows the development of a pseudoaneurysm subsequent to PTA, which was treated with a covered stent (c).


Discussion 

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Although its pathophysiology is not entirely clear, involvement of the central veins is usually associated with venous stress or trauma from previous central vein cannulation as well as high arteriovenous flows within the access circuit itself (1, 2). The growing population of patients with end-stage renal disease and their increased survival has substantially increased the burden associated with dialysis access–related complications.

Occlusive disease is common after repeated cannulation of the brachiocephalic veins. These stenoses can increase outflow resistance, leading to extremity edema and poor-quality dialysis. This often results in the abandonment of the fistula site and precludes placement of further access in the affected extremity. The site of previous vein cannulation is an important determinant of central venous occlusion. The placement of catheters in the subclavian veins have led to the development of stenoses in up to 50% of patients (3, 4), whereas catheterization of the right internal jugular vein is associated with the lowest frequency of central vein stenosis (5). We have adopted the policy of avoiding subclavian vein cannulation in dialysis patients and, as a result, have seen a relatively low incidence of central venous occlusion (11%) in our dialysis patients.

The management of central veno-occlusive disease is evolving. Open surgical treatment has yielded acceptable access preservation but is often associated with substantial morbidity in dialysis patients, who often have multiple medical problems (15). Beginning in the 1980s, endovascular methods for the treatment of central venous occlusive disease were being developed (2, 16). At present, treatment options include high-pressure balloon angioplasty, intravascular stent placement, and, most recently, cutting balloon PTA. However, the optimal treatment strategy remains unclear. Some have advocated primary stent placement for the treatment for central venous obstruction (9, 17), whereas others have advocated PTA, reserving selective stent placement for failed angioplasty or recurrent stenosis (10, 12, 18). The literature does not clearly support one treatment strategy over the other.

Since 1988, multiple reports have described the successful use of stents to primarily treat central veno-occlusive disease in dialysis patients. Oderich et al (17) presented 40 central venous obstructions that were treated with 50 stents. During a mean follow-up of 16 months, they reported a 1-year primary patency rate of 27% and a 1-year assisted patency rate of 71%. Another study, by Haage et al (9), evaluated 50 patients who underwent stent placement as the primary treatment for central venous obstruction. They reported 1-year primary and assisted patency rates of 56% and 97%, respectively. However, there are several studies that reported no additional advantages from primary stent placement in the treatment of patients with central veno-occlusive disease. In a prospective randomized trial, Quinn et al (12) showed no improvement in patency rates with stent placement. In that study, 1-year primary and assisted patency rates in patients undergoing PTA alone were 12% and 100%, respectively, and that in patients undergoing PTA with stent placement were 12% and 78%, respectively. Recently, Bakken et al (11) reported 1-year primary and assisted patency rates of 29% and 73%, respectively, in patients undergoing PTA alone and 21% and 46% in patients undergoing primary stent placement, promoting the conclusion that primary stent placement does not benefit long-term outcomes in the treatment of central veno-occlusive disease in hemodialysis patients. Literature discouraged the use of a subclavian stent due to its associated complications (eg, stent fracture and a relatively higher rate of restenosis). In this study, we only used subclavian stent placement for patients in whom adequate outflow could not be achieved with PTA alone despite several attempts with high-pressure balloon. Although we did not observe stent fracture, the required second stent placement in two subclavian segments and the relatively higher number of intrastent interventions (PTA) likely supports the literature.

Given the additional cost of stents and the potential negative consequences of stent placement—which include collateral vein obstruction, stent migration, and infection—one should only adopt primary stent placement as the preferred treatment option if a clear-cut benefit over PTA can be established. We have chosen to adopt the strategy of selective stent placement and have achieved results comparable to those seen in studies where primary stent placement has been employed.

Although recent advances in catheter technology and interventional procedures have prolonged the assisted patency rate, a review of the literature shows no significant improvement in assisted patency rates during the past 10 years, with most of the reports demonstrating a 12-month assisted patency rate of about 60%–70%. It is unclear how much of this stagnation can be further addressed by adjusting and/or fine-tuning the interventional procedures. This, in our opinion, demonstrates the complexity of this entity and the much-needed adjustment and/or improvement in diagnostic and therapeutic approach, which may require more clinical and basic research to bolster the pathophysiology of this entity in the growing population of patients with hemodialysis access.

Pre-existing comorbidities can influence the durability of angioplasty of the brachiocephalic veins. In a previous study (11), it was determined that congestive heart failure was associated with treatment failure. In our series, patients who had diabetes, hypertension, and a history of smoking were significantly more likely to experience restenosis after PTA than were patients who had only one or two of these risk factors. It remains to be determined whether optimal management of these factors will lead to improved durability of percutaneous interventions on the central veins.

Because of the limited sites available for access placement, it is crucial to preserve the functional patency of an existing access. By using percutaneous techniques, we were able to significantly prolong the life of existing access sites. This is reflected in the fact that 55% of our treated patients were able to remain free from placement of percutaneous dialysis catheters for at least 12 months.

Our study has several limitations. First, this is a nonrandomized retrospective study and a prospective randomized trial comparing PTA with stent placement may enhance and define the role of endovascular management in the treatment of central veno-occlusive disease. In addition, the results may have been skewed due to the retrospective nature of the study and potential recall bias. With prospective review of the images and measurement of the degree of stenosis by two independent observers, we attempted to minimize the recall bias, as shown by a high degree of interobserver agreement, which reflects the reproducibility of the study results. Finally, this study period does not include the more recent use of cutting balloon angioplasty within central veins, which may potentially enhance the current outcomes of threatened hemodialysis access in patients with central veno-occlusive disease.

We conclude that endovascular treatment of central veno-occlusive disease with angioplasty and selective stent placement is safe, with low technical failure rates and complications. Surveillance and multiple additional interventions are justified by low morbidity and complication rates, providing additional meaningful longevity for hemodialysis access sites. Further prospective studies in a broader clinical setting are required to establish the proper management of central veno-occlusive disease in patients with threatened dialysis access.

References 

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a Department of Radiological Sciences, David Geffen School of Medicine at University of California Los Angeles, 10945 Le Conte Ave, Ste 3371, Los Angeles, CA 90095-7206

b Division of Vascular Surgery, Keck School of Medicine at University of Southern California, Huntington Memorial Hospital, Pasadena, California

Corresponding Author InformationAddress correspondence to K.N.

 None of the authors have identified a conflict of interest.

PII: S1051-0443(08)00840-3

doi:10.1016/j.jvir.2008.09.020


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